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Ruben Meza

Apex Clearing Corp.

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About Ruben Meza

Ruben Meza is a financial professional with over seven years of experience in the industry. Currently registered with Apex Clearing Corp. in Dallas, Texas, Ruben has a strong understanding of the financial markets and a commitment to providing exceptional client service. His professional qualifications include the Securities Industry Essentials Examination (SIE) and the Series 99 (Operations Professional Examination). Ruben's past experience includes roles at Alpaca Securities LLC and Apex Clearing Corporation, demonstrating his breadth of knowledge and dedication to the financial services sector.

Firm Information

Ruben Meza is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ruben Meza’s Registration & Firm History

TX

12/01/2023 - Present

Apex Clearing Corp. (DALLAS TX)

FL

01/28/2022 - 11/14/2023

ALPACA SECURITIES LLC (BABCOCK RANCH FL)

TX

09/09/2016 - 01/20/2022

APEX CLEARING CORPORATION (DALLAS TX)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/2016

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ruben Meza.
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