Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ruben? Claim Your ProfileRuben L. Smith is a financial advisor with over 20 years of experience in the industry. Ruben is currently registered with LPL Financial LLC and has been with the firm since May 2022. Prior to that, Ruben was with JPMorgan Securities LLC from September 2014 to May 2022. Ruben is a Certified Financial Planner™ and holds both Series 7 and Series 66 licenses. Ruben specializes in working with a variety of clients including individuals, families, businesses, charitable organizations, and retirement plans. Ruben's areas of expertise include financial planning, investment management, retirement planning, and estate planning. Ruben is committed to providing personalized financial advice and guidance to help his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
05/02/2022 - Present
LPL Financial LLC (SAN CLEMENTE CA)
CA
09/29/2014 - 05/03/2022
J.P. MORGAN SECURITIES LLC (SAN CLEMENTE CA)
CA
12/11/2003 - 09/23/2014
LINCOLN FINANCIAL ADVISORS CORPORATION (SAN DIEGO CA)
IN
12/11/2003 - 03/31/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BOTH
Issued 02/26/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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