Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ruben? Claim Your ProfileRuben Gonzalez is a financial advisor with over 20 years of experience in the industry. He currently works at Transamerica Retirement Advisors, LLC in Ontario, California. Previously, Ruben worked for various firms, including Calton & Associates, Inc., Chelsea Financial Services, J.P. Morgan Securities LLC, and Chase Investment Services Corp., among others. He holds the Series 6, 7, 63, and 66 licenses. Ruben specializes in providing financial advice for individuals, businesses, and pension plans. He is also a Registered Representative and Investment Advisor Representative in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/30/2014 - Present
Transamerica Retirement Advisors, LLC (Ontario CA)
CA
03/04/2014 - 09/23/2014
CALTON & ASSOCIATES, INC. (ONTARIO CA)
CA
01/17/2014 - 02/24/2014
CHELSEA FINANCIAL SERVICES (IRVINE CA)
CA
10/01/2012 - 12/05/2013
J.P. MORGAN SECURITIES LLC (FONTANA CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (FONTANA CA)
CA
11/08/2007 - 05/02/2009
WAMU INVESTMENTS, INC. (RIALTO CA)
CA
05/29/2007 - 11/12/2007
CITIGROUP GLOBAL MARKETS INC. (RIVERSIDE CA)
CA
08/31/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (RIVERSIDE CA)
CA
02/06/2006 - 09/01/2006
LINSCO/PRIVATE LEDGER CORP. (SAN BERNARDINO CA)
CA
04/16/2002 - 02/07/2006
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MA
11/29/2001 - 04/10/2002
SAFECO INVESTMENT SERVICES, INC. (BOSTON MA)
CT
11/06/1998 - 09/21/2001
AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)
MA
12/04/1996 - 07/24/1998
MANEQUITY, INC. (BOSTON MA)
WI
11/16/1995 - 09/23/1996
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
BOTH
Issued 05/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2002
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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