Unclaimed
Ruben Eduardo Arias is a financial professional with over 30 years of experience in the industry. Ruben currently works at Citigroup Global Markets Inc. as a registered representative. Prior to joining Citigroup Global Markets Inc., Ruben worked at UBS Securities LLC, Deutsche Bank Securities Inc., J.P. Morgan Securities LLC and Credit Suisse Securities (USA) LLC. Ruben specializes in providing investment advice to corporations and individuals. Ruben is registered in New York and holds several licenses including Series 3, 7, 24, 55, 57TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
09/01/2021 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
02/07/2017 - 06/21/2021
UBS SECURITIES LLC (NEW YORK NY)
NY
08/26/2015 - 01/23/2017
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
02/05/2015 - 08/24/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/07/1997 - 03/20/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
10/19/1988 - 03/17/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 09/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/02/1994
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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