Unclaimed
Ruben Doria is a financial advisor with Wells Fargo Securities, LLC. Ruben has been in the industry since July 30, 2017 and is licensed to provide financial advice in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Ruben holds the Series 63, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/31/2017 - Present
Wells Fargo Securities, LLC (HOUSTON TX)
BC
Issued 08/04/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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