Invested Better
Unclaimed

Unclaimed

Unclaimed

Ruben Doria

Wells Fargo Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ruben? Claim Your Profile

About Ruben Doria

Ruben Doria is a financial advisor with Wells Fargo Securities, LLC. Ruben has been in the industry since July 30, 2017 and is licensed to provide financial advice in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Ruben holds the Series 63, Series 79 and SIE licenses.

Firm Information

Ruben Doria is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ruben Doria’s Registration & Firm History

TX

07/31/2017 - Present

Wells Fargo Securities, LLC (HOUSTON TX)

Not sure if Ruben Doria is right for you?

Licenses & Designations

BC

Issued 08/04/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/31/2017

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ruben Doria.
Not sure if Ruben Doria is right for you?