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Ruben Dario Gonzalez

Janus Henderson Distributors US LLC

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About Ruben Dario Gonzalez

Ruben Dario Gonzalez is a financial professional with over 25 years of experience in the financial services industry. Ruben is currently registered with Janus Henderson Distributors US LLC. Previously, Ruben was registered with DWS Investments Distributors, Inc, Scudder Investor Services, Inc., Scudder Financial Services, Inc., and New England Securities. Ruben has passed several securities exams including the Series 6, 7, 63, and 65. Ruben holds registrations in 12 states and is also registered with FINRA and the SEC.

Firm Information

Ruben Gonzalez is currently registered with Janus Henderson Distributors US LLC. Janus Henderson Distributors US LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

332

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ruben Gonzalez’s Registration & Firm History

CO

07/24/2012 - Present

Janus Henderson Distributors US LLC (DENVER CO)

NY

10/19/2001 - 07/10/2012

DWS INVESTMENTS DISTRIBUTORS, INC (NEW YORK NY)

NY

07/26/1999 - 10/19/2001

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

MA

01/04/1999 - 07/26/1999

SCUDDER FINANCIAL SERVICES, INC. (BOSTON MA)

NY

06/18/1997 - 12/31/1998

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

NY

05/30/1996 - 06/09/1997

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/18/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/17/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/1998

Series 7 - General Securities Representative Examination

BC

Issued 05/29/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ruben Dario Gonzalez.
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