Unclaimed
Ruben Dario Bermejo is a financial professional with over 20 years of experience in the industry. Ruben is currently registered with J.p. Morgan Securities LLC and has been with the firm since September 2014. Prior to that, Ruben was with Deutsche Bank Securities Inc. and J.P. Morgan Securities Inc.. Ruben holds the Series 6, 7, and 63 licenses as well as the SIE. Ruben is registered with the states of New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
09/19/2014 - Present
J.p. Morgan Securities LLC (Jersey City NJ)
NY
10/31/2006 - 10/05/2012
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
11/13/2001 - 06/06/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
PA
12/01/2000 - 06/28/2001
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
BC
Issued 09/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/30/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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