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Ruben D Romero

PFS Investments Inc.

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About Ruben D Romero

Ruben D. Romero is a financial advisor with over 25 years of experience in the industry. Ruben is currently registered with PFS Investments Inc. Ruben has held previous positions with Nationwide Securities, Inc., 1717 Capital Management Company, MONY Securities Corporation, WMA Securities, Inc., and Intersecurities, Inc.. Ruben holds FINRA Series 6 and Series 63 licenses as well as the SIE exam. Ruben specializes in portfolio management for individuals.

Firm Information

Ruben Romero is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ruben Romero’s Registration & Firm History

NJ

01/13/2021 - Present

PFS Investments Inc. (UNION NJ)

NJ

02/13/2007 - 12/31/2020

PFS INVESTMENTS INC. (UNION NJ)

OH

02/06/2003 - 07/06/2004

NATIONWIDE SECURITIES, INC. (COLUMBUS OH)

DE

08/22/2002 - 01/17/2003

1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)

NY

10/24/2000 - 08/12/2002

MONY SECURITIES CORPORATION (NEW YORK NY)

GA

06/06/1994 - 09/29/2000

WMA SECURITIES, INC. (DULUTH GA)

FL

11/04/1992 - 06/06/1994

INTERSECURITIES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 03/20/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ruben D Romero.
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