Unclaimed
Ruben Castillo is a financial advisor with over 20 years of experience in the industry. Ruben is currently registered with Nylife Securities LLC. Ruben holds FINRA Series 7, Series 63, and Series 66 registrations and is licensed to provide investment advice in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
11/25/2015 - Present
Nylife Securities LLC (HARLINGEN TX)
TX
06/01/2012 - 10/23/2015
METLIFE SECURITIES INC. (AUSTIN TX)
TX
01/30/2009 - 05/30/2012
WADDELL & REED, INC. (CORPUS CHRISTI TX)
TX
09/01/2003 - 09/05/2008
AIG RETIREMENT ADVISORS, INC. (HOUSTON TX)
MO
11/11/1997 - 05/06/2002
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 06/28/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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