Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ruben? Claim Your ProfileRuben Antonio Tapia vargas is a registered Investment Advisor Representative with MML Investors Services, LLC. Ruben has been in the industry since March 3, 2017, and has been with MML Investors Services, LLC since September 2022. Prior to that, Ruben worked at ALPS DISTRIBUTORS, INC. and POPULAR SECURITIES, LLC. Ruben has passed the Series 6, 7, 65 and 24 exams and has also been registered in Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
PR
09/30/2022 - Present
MML Investors Services, LLC (SAN JUAN PR)
CO
12/21/2019 - 05/12/2022
ALPS DISTRIBUTORS, INC. (DENVER CO)
PR
08/19/2013 - 07/27/2015
POPULAR SECURITIES, LLC (SAN JUAN PR)
IA
Issued 09/29/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/2020
Series 24 - General Securities Principal Examination
BC
Issued 12/21/2019
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/19/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Ruben Tapia vargas is the right advisor for you? Invested Better is here to help.
