Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ruben? Claim Your ProfileRuben Alberto Ugalde is a financial advisor registered in California. Ruben is affiliated with Cetera Advisor Networks LLC. Ruben has passed the SIE, Series 6TO, and Series 63 exams. Ruben holds an active Series 63 registration with the state of California. Ruben is a new advisor in the financial industry, having entered the industry on October 5th, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/06/2023 - Present
Cetera Advisor Networks LLC (West Covina CA)
BC
Issued 11/08/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/15/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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