Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rube? Claim Your ProfileRube Anthony Woolsey is an Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Rube has been in the industry for over 12 years and has a Series 7, Series 66, and SIE. Rube's past work experience includes positions at Northwestern Mutual Investment Services, LLC, Casa Grande Dairy Company, CFSS, Arizona State University, Dobson Ranch Golf Course, Formula G, and Northwestern Mutual Life Insurance Company. Rube holds current registrations in Arizona, California, Colorado, Florida, Illinois, Nevada, New Mexico, Texas, and Utah. Rube also specializes in providing financial advice to individuals, businesses, corporations, investment companies, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
03/30/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SCOTTSDALE AZ)
AZ
11/21/2022 - 12/20/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Gilbert AZ)
BOTH
Issued 01/30/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/07/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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