Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roz? Claim Your ProfileRoz Paige is a financial advisor with Fidelity Personal And Workplace Advisors, located in INDIANAPOLIS, IN. Roz has over 12 years of experience in the financial services industry. Roz specializes in providing financial advice to individuals, businesses, and retirement plans. Roz Paige holds several licenses and certifications, including Series 6, 7, 10, 63, 66 and the SIE Exam. Roz Paige is registered with the state of Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
03/07/2022 - Present
Fidelity Personal AND Workplace Advisors (INDIANAPOLIS IN)
IN
02/20/2019 - 03/11/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIANAPOLIS IN)
IN
06/13/2017 - 02/12/2019
CHARLES SCHWAB & CO., INC. (Indianapolis IN)
IN
08/01/2016 - 12/31/2016
PFS INVESTMENTS INC. (INDIANAPOLIS IN)
IL
04/08/2014 - 08/01/2014
PNC INVESTMENTS (CHICAGO IL)
IL
07/10/2012 - 02/27/2014
U.S. BANCORP INVESTMENTS, INC. (CHICAGO IL)
AZ
07/06/2010 - 02/09/2011
EDWARD JONES (TEMPE AZ)
MO
08/15/2007 - 06/24/2010
METLIFE SECURITIES INC. (ST. LOUIS MO)
IL
09/14/2005 - 07/18/2007
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BOTH
Issued 11/08/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/30/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/21/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/13/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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