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Roycer Delgado

Northwestern Mutual Investment Services, LLC

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About Roycer Delgado

Roycer Delgado is a financial advisor at Northwestern Mutual Investment Services, LLC. Roycer has over 10 years of experience in the financial services industry. Roycer holds Series 6, 7, and 63 licenses and the SIE exam. Roycer is registered with the state of Florida and 9 other states. Roycer is a highly experienced financial advisor who can provide a wide range of financial services.

Firm Information

Roycer Delgado is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Roycer Delgado’s Registration & Firm History

FL

11/19/2015 - Present

Northwestern Mutual Investment Services, LLC (FORT MYERS FL)

FL

05/05/2014 - 07/08/2015

WELLS FARGO ADVISORS, LLC (FORT MYERS FL)

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Licenses & Designations

BC

Issued 05/14/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/18/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Roycer Delgado. Review regulatory record here.
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