Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Royce? Claim Your ProfileRoyce Ruth is an active investment advisor representative with Osaic Wealth, Inc. Royce has been working in the financial industry since April 7, 1997. Royce is registered with the following state regulatory authorities: Alaska, Arizona, Arkansas, California, Colorado, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Michigan, Minnesota, Missouri, Nebraska, Nevada, North Carolina, Oklahoma, Oregon, Pennsylvania, South Dakota, Tennessee, Texas, and Wyoming. Royce is a Series 6, 7, 63, and 65 licensed professional. Royce has previously been affiliated with Woodbury Financial Services, Inc., Questar Capital Corporation, Girard Securities, Inc., QA3 Financial Corp., and Capital Analysts, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NE
01/19/2024 - Present
Osaic Wealth, Inc. (LINCOLN NE)
NE
03/01/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (LINCOLN NE)
NE
03/26/2015 - 03/01/2019
QUESTAR CAPITAL CORPORATION (LINCOLN NE)
NE
10/30/2009 - 02/19/2015
GIRARD SECURITIES, INC. (LINCOLN NE)
NE
02/09/2001 - 11/05/2009
QA3 FINANCIAL CORP. (LINCOLN NE)
OH
03/06/1997 - 02/08/2001
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
IA
Issued 1/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/20/2003
Series 7 - General Securities Representative Examination
BC
Issued 2/12/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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