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Royce Rivington Vaughn

Nylife Securities LLC

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About Royce Rivington Vaughn

Royce Rivington Vaughn is a financial advisor with Nylife Securities LLC. Royce is registered with the state of Michigan and Kansas. Royce holds the Series 63, 6TO, and SIE exams. Royce’s current branch office location is 2127 UNIVERSITY PARK DRIVE, SUITE 360, OKEMOS, MI 48864.

Firm Information

Royce Vaughn is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Royce Vaughn’s Registration & Firm History

MI

10/14/2022 - Present

Nylife Securities LLC (OKEMOS MI)

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Licenses & Designations

BC

Issued 06/26/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/14/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/19/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Royce Rivington Vaughn.
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