Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Royce? Claim Your ProfileRoyce Michael Woodley is a registered representative with Capital Client Group, Inc. Royce has been in the financial services industry since 2020. Royce is a Chartered Financial Analyst, and holds the Series 63, 65 and Series 7, 6 and SIE securities licenses. Royce is registered to provide investment advice in Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
IN
06/19/2020 - Present
Capital Client Group, Inc. (CARMEL IN)
IA
Issued 06/19/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/21/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/05/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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