Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Royce? Claim Your ProfileRoyce Hiroshi Tsuji is a financial advisor with over 15 years of experience in the industry. Royce currently works at Clear Street LLC, which is located in Del Mar, CA. Royce's previous roles were at firms such as PRECISION SECURITIES, LLC, Velocity Capital, LLC, and Capstone Investments. Royce has a broad base of knowledge in the securities industry and holds several licenses and certifications. These include Series 7, Series 24, Series 55, Series 57TO, and Series 99TO. Royce's main areas of expertise are financial planning and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/27/2022 - Present
Clear Street LLC (Del Mar CA)
CA
09/18/2014 - 07/11/2023
PRECISION SECURITIES, LLC (DEL MAR CA)
NY
02/11/2021 - 08/31/2021
CLEAR STREET LLC (NEW YORK NY)
CA
02/27/2015 - 12/12/2016
VELOCITY CAPITAL, LLC (SAN DIEGO CA)
CA
11/19/2012 - 10/31/2014
BOURSA INVESTMENTS (SAN DIEGO CA)
CA
05/02/2011 - 11/16/2012
CAPSTONE INVESTMENTS (SAN DIEGO CA)
CA
03/03/2008 - 07/27/2010
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CA
12/12/2006 - 01/08/2008
LINSCO/PRIVATE LEDGER CORP. (SAN DIEGO CA)
BOTH
Issued 07/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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