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Royce Guerrero

Sofi Wealth LLC

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About Royce Guerrero

Royce Guerrero is a financial advisor with Sofi Wealth LLC, a company headquartered in San Francisco, California. Royce has been in the financial industry since December 2012, and is currently licensed in Florida. Royce specializes in a variety of financial services including financial planning, portfolio management, and educational seminars. Royce has prior experience with several other financial firms including USAA Financial Advisors, Inc., USAA Financial Planning Services Inc., USAA Investment Management Company, and Victory Capital Services, Inc.

Firm Information

Royce Guerrero is currently registered with Sofi Wealth LLC. Sofi Wealth LLC is a San Francisco, California-based registered investment advisor with over $1.36 billion in assets under management. The firm provides financial planning, educational seminars, and portfolio management services to individuals, including high-net-worth individuals. Sofi Wealth LLC also offers a wrap fee program and publishes periodicals. The firm has 70 investment advisor representatives and 4 licensed agents.
Sofi Wealth LLC

234 1ST STREET

SAN FRANCISCO, CA 94105

$1.37B

Assets Under Management

6,000

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Royce Guerrero’s Registration & Firm History

FL

10/23/2024 - Present

Sofi Wealth LLC (Jacksonville FL)

TX

07/01/2019 - 05/25/2021

VICTORY CAPITAL SERVICES, INC. (San Antonio TX)

TX

07/03/2014 - 07/01/2019

USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)

MA

10/17/2012 - 05/27/2014

WELLS FARGO FUNDS DISTRIBUTOR, LLC (BOSTON MA)

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Licenses & Designations

IA

Issued 08/08/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/02/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/16/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Royce Guerrero.
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