Unclaimed
Royce Edrice Wilson is a registered representative with Finalis Securities LLC in New York, NY. Royce has been in the securities industry since October 19, 2018, and has held previous roles at Stephens in Dallas, TX. Royce holds several industry licenses, including Series 79, Series 62, and Series 63. Royce is registered in California and has been with Finalis Securities LLC since November 18, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/18/2021 - Present
Finalis Securities LLC (New York NY)
TX
06/27/2016 - 07/26/2019
STEPHENS (DALLAS TX)
BC
Issued 12/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/27/2016
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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