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Royce Edrice Wilson

Finalis Securities LLC

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About Royce Edrice Wilson

Royce Edrice Wilson is a registered representative with Finalis Securities LLC in New York, NY. Royce has been in the securities industry since October 19, 2018, and has held previous roles at Stephens in Dallas, TX. Royce holds several industry licenses, including Series 79, Series 62, and Series 63. Royce is registered in California and has been with Finalis Securities LLC since November 18, 2021.

Firm Information

Royce Wilson is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Royce Wilson’s Registration & Firm History

NY

11/18/2021 - Present

Finalis Securities LLC (New York NY)

TX

06/27/2016 - 07/26/2019

STEPHENS (DALLAS TX)

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Licenses & Designations

BC

Issued 12/16/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/18/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/18/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 06/27/2016

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Royce Edrice Wilson.
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