Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Royce? Claim Your ProfileRoyce Zimmerman is a financial advisor with Northwestern Mutual Investment Services, LLC, a firm with over 2,000 licensed agents and representatives. Royce has been in the financial services industry since 2005 and is licensed to conduct business in 34 states. Royce is a licensed securities professional with FINRA and a registered investment advisor. Royce's areas of focus include providing financial planning services, investment research and referrals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
03/07/2005 - Present
Northwestern Mutual Investment Services, LLC (DENVER CO)
BOTH
Issued 03/16/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2011
Series 7 - General Securities Representative Examination
BC
Issued 03/05/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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