Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Royce? Claim Your ProfileRoyce Daniel Cappis is a financial advisor with Allstate Financial Services, LLC in Pueblo, Colorado. Royce has been in the financial services industry since 2012. Royce has passed the Series 6 and SIE exams. Royce is currently registered with the state of Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/08/2020 - Present
Allstate Financial Services, LLC (PUEBLO CO)
CO
05/16/2012 - 01/10/2020
NYLIFE SECURITIES LLC (PUEBLO CO)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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