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Roy Wheatley McDowell

Richmond Capital Management Inc.

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About Roy Wheatley McDowell

Roy McDowell is an investment advisor representative associated with Richmond Capital Management Inc. in Richmond, Virginia. Roy is also registered with the state of Virginia as an Investment Advisor Representative and has been in the industry since 1987. Roy has passed the Series 3, Series 7, Series 63, and Series 65 exams. Previous employers include First Union Securities, Inc. and First Union Capital Markets Corp..

Firm Information

Roy McDowell is currently registered with Richmond Capital Management Inc.. Richmond Capital Management Inc. is an investment advisor headquartered in Richmond, VA. They manage a total of $5.59 billion in assets for a variety of clients, including individuals, corporations, and institutional investors. They provide a range of advisory services, including portfolio management, financial planning, and educational seminars. They specialize in managing investments for pooled investment vehicles, such as pension plans, and have experience with a wide range of clients, including insurance companies, charitable organizations, and state and municipal government entities.
Richmond Capital Management Inc.

1509A BELLEVILLE STREET

RICHMOND, VA 23230

$5.59B

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roy McDowell’s Registration & Firm History

VA

08/01/2001 - Present

Richmond Capital Management Inc. (RICHMOND VA)

MO

10/01/1999 - 08/18/2000

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NC

04/15/1992 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NY

01/01/1992 - 04/28/1992

NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)

NA

10/17/1990 - 01/01/1992

SOVRAN INVESTMENT CORPORATION

NA

03/22/1990 - 05/04/1990

SHEARSON LEHMAN GOVERNMENT SECURITIES, INC.

NA

03/22/1990 - 05/04/1990

SHEARSON LEHMAN HUTTON SPECIAL SECURITIES INCORPORATED

NY

12/11/1987 - 05/04/1990

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/26/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/19/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/31/1987

Series 3 - National Commodity Futures Examination

BC

Issued 11/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Roy Wheatley McDowell.
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