Unclaimed
Roy Wesley Jones is a financial advisor with Fidelity Brokerage Services LLC. Roy is registered with the Financial Industry Regulatory Authority (FINRA) and has been in the industry since March 2023. Roy is licensed to sell securities in all 50 states and the District of Columbia. Roy holds the Series 7, Series 63, and SIE licenses. Roy is based in Covington, Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
03/29/2023 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 04/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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