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Roy Vincent Pfleger

DAI Wealth, LLC

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About Roy Vincent Pfleger

Roy Vincent Pfleger is an investment advisor representative registered with DAI Wealth, LLC. Roy has been in the financial services industry since 2014 and has experience in a number of areas including financial planning, portfolio management and providing clients with sophisticated insurance planning resources. Roy is a registered investment advisor in several states including Florida, New York and North Carolina.

Firm Information

Roy Pfleger is currently registered with DAI Wealth, LLC. DAI Wealth, LLC is an investment advisory firm based in Atlanta, GA. With 24 registered representatives, they manage approximately $152,547,774 in assets for 1,073 clients. Their advisory services include financial planning, portfolio management for individuals, and selection of other advisors. They primarily serve individuals, with a focus on high-net-worth clients, but also work with charitable organizations, pension and profit-sharing plans, corporations or other businesses, and state or municipal government entities.
DAI Wealth, LLC

2800 CENTURY PARKWAY NE

ATLANTA, GA 30345

$152.55M

Assets Under Management

1

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Referral fees

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Roy Pfleger’s Registration & Firm History

GA

03/29/2023 - Present

DAI Wealth, LLC (ATLANTA GA)

NY

05/29/2015 - 05/19/2020

CONCORDE INVESTMENT SERVICES, LLC (Port Jefferson NY)

NY

04/03/2014 - 06/02/2015

J.P. TURNER & COMPANY, L.L.C. (PORT JEFFERSON NY)

NY

02/19/2014 - 04/04/2014

SIGNATOR INVESTORS, INC. (WESTBURY NY)

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Licenses & Designations

IA

Issued 05/24/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/08/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/19/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roy Vincent Pfleger.
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