linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Roy Tirakayos

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Roy? Claim Your Profile

About Roy Tirakayos

Roy Tirakayos is a financial professional with over 20 years of experience in the industry. Roy is currently registered with Northwestern Mutual Investment Services, LLC and is actively licensed in multiple states. Roy is a highly experienced financial professional with a broad range of expertise in the investment field. Roy is dedicated to providing comprehensive financial guidance to help clients achieve their financial goals.

Firm Information

Roy Tirakayos is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Roy Tirakayos’s Registration & Firm History

CA

03/10/2021 - Present

Northwestern Mutual Investment Services, LLC (IRVINE CA)

CA

10/25/2019 - 10/15/2020

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)

CA

01/21/2003 - 10/13/2020

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

NY

12/16/2002 - 01/17/2003

QUICK & REILLY, INC. (NEW YORK NY)

NY

02/16/2000 - 09/10/2002

DREYFUS SERVICE CORPORATION (NEW YORK NY)

NJ

01/27/1999 - 02/11/2000

SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)

Not sure if Roy Tirakayos is right for you?

Licenses & Designations

BOTH

Issued 04/03/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/10/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/03/2000

Series 7 - General Securities Representative Examination

BC

Issued 01/08/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roy Tirakayos.
Not sure if Roy Tirakayos is right for you?