Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Bass is a financial advisor with over 30 years of experience in the financial services industry. Roy is currently registered with Capital Investment Advisory Services, LLC. Roy specializes in providing financial planning, portfolio management, and pension consulting services to individuals, corporations, and charitable organizations. Roy holds the Series 7, Series 63, Series 65, and SIE securities licenses. Roy is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
01/02/2013 - Present
Capital Investment Advisory Services, LLC (RALEIGH NC)
NC
09/24/1992 - 04/09/1997
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
NC
10/02/1990 - 09/25/1992
MARION BASS SECURITIES CORPORATION (CHARLOTTE NC)
NA
01/12/1990 - 10/11/1990
PREMIER CAPITAL, INC.
AZ
11/19/1989 - 01/18/1990
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
03/13/1987 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
11/20/1985 - 04/07/1987
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
IA
Issued 04/26/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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