Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Garcia is a financial advisor with Cetera Advisor Networks LLC. Roy has been in the financial industry since December 5, 1999. Roy is licensed in Texas and has a Series 6, Series 63, and SIE license. Roy's previous experience includes working for Farmers Financial Solutions, LLC and Investors Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
02/05/2014 - Present
Cetera Advisor Networks LLC (BROWNSVILLE TX)
TX
09/08/2000 - 12/31/2013
FARMERS FINANCIAL SOLUTIONS, LLC (BROWNSVILLE TX)
IL
11/01/1999 - 09/08/2000
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
BC
Issued 12/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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