Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Saenz is a financial advisor with PFS Investments Inc. Roy has been in the industry for over 20 years and is registered with the state of Arizona and six other states. Roy is a Series 6, 63, 26, and 65 licensed financial advisor with experience in providing financial advice to individuals and corporations. PFS Investments Inc., Roy's firm, provides financial planning, investment advice, and portfolio management services to a wide range of clients. PFS Investments Inc. has over 8 billion dollars in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
AZ
03/14/2011 - Present
PFS Investments Inc. (TUCSON AZ)
MS
02/09/2000 - 02/24/2011
PFS INVESTMENTS INC. (HATTIESBURG MS)
IA
Issued 02/10/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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