Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Serruto is a financial advisor with Nationwide Fund Distributors LLC. Roy has been in the financial services industry since 2009. Roy has passed the Series 7, Series 63, Series 31, Series 66, and SIE exams. Roy has been registered with FINRA since 2017 and has previous experience with PNC Investments and UBS Financial Services Inc. Roy is based in Columbus, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
01/05/2017 - Present
Nationwide Fund Distributors LLC (Columbus OH)
OH
07/27/2011 - 01/23/2013
PNC INVESTMENTS (WESTERVILLE OH)
OH
12/06/2005 - 07/26/2011
UBS FINANCIAL SERVICES INC. (DAYTON OH)
BOTH
Issued 09/29/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 12/05/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Roy Serruto is the right advisor for you? Invested Better is here to help.
