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Roy Ryutaro Nishimura

GWN Securities Inc.

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About Roy Ryutaro Nishimura

Roy Ryutaro Nishimura is a registered representative with GWN Securities Inc. based in Honolulu, Hawaii. Roy has been in the securities industry since June 17, 2000. Roy is licensed to conduct business in Hawaii. He has a Series 7, Series 6, and Series 63 license. Roy has previously been employed by RAYMOND JAMES FINANCIAL SERVICES, INC., PMG SECURITIES CORPORATION and WASHINGTON SQUARE SECURITIES, INC.

Firm Information

Roy Nishimura is currently registered with GWN Securities Inc.. GWN Securities Inc., formed in May 1999, is a Florida-based corporation offering a range of investment advisory services to individuals, corporations, and high-net-worth clients. The firm manages over $3 billion in assets, serving over 32,000 clients across the United States. GWN Securities specializes in financial planning, market timing services, and portfolio management for individuals and corporations.
GWN Securities Inc.

11440 NORTH JOG ROAD

PALM BEACH GARDENS, FL 33418-3764

$3.08B

Assets Under Management

88

Total Clients

583

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

In lieu of hourly fee, ia can charge a flat fee

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Roy Nishimura’s Registration & Firm History

HI

03/01/2007 - Present

GWN Securities Inc. (HONOLULU HI)

HI

09/23/2002 - 02/28/2007

RAYMOND JAMES FINANCIAL SERVICES, INC. (HONOLULU HI)

IL

02/16/2001 - 09/25/2002

PMG SECURITIES CORPORATION (ELGIN IL)

CT

06/15/2000 - 02/12/2001

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

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Licenses & Designations

BC

Issued 10/28/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/2002

Series 7 - General Securities Representative Examination

BC

Issued 06/13/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roy Ryutaro Nishimura.
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