Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Russell Jones is an investment advisor representative registered with Everspire and E6 Portfolios. Roy has been in the securities industry since 1999 and is licensed in numerous states. Roy is a CERTIFIED FINANCIAL PLANNER™ professional and has a diverse background in financial services. Roy offers financial planning, educational seminars, and portfolio management services to individuals, businesses, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Wrap fee
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2
UT
08/14/2015 - Present
Everspire (MIDVALE UT)
UT
07/01/2015 - 11/14/2017
DFPG INVESTMENTS, INC. (Sandy UT)
UT
10/25/2005 - 07/07/2015
LPL FINANCIAL LLC (SANDY UT)
IA
12/03/2004 - 10/19/2005
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MA
02/20/2004 - 05/05/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
05/29/2002 - 03/01/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
01/24/2002 - 06/17/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MO
02/02/1999 - 01/24/2002
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 07/17/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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