Unclaimed
Roy Robert Redman jr is a financial advisor with over 10 years of experience in the industry. He is currently registered with Avantax Investment Services, Inc. in Spartanburg, South Carolina and holds the Series 6 and Series 63 licenses. Roy also holds the SIE designation, indicating expertise in investment products. Prior to joining Avantax, Roy was affiliated with CETERA FINANCIAL SPECIALISTS LLC. and HD VEST INVESTMENT SERVICES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SC
08/27/2020 - Present
Avantax Investment Services, Inc. (Spartanburg SC)
SC
05/22/2018 - 12/05/2019
CETERA FINANCIAL SPECIALISTS LLC (SPARTANBURG SC)
SC
09/21/2010 - 02/23/2018
HD VEST INVESTMENT SERVICES (SPARTANBURG SC)
BC
Issued 09/27/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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