Unclaimed
Roy Peter Cifuni is a financial advisor with Cetera Advisor Networks LLC in Port Jefferson Station, New York. Roy has been a financial advisor since 1986, and holds the Series 6, Series 63, and SIE licenses. Prior to joining Cetera Advisor Networks LLC, Roy was registered with North Ridge Securities Corp. from 1996 to 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/01/2019 - Present
Cetera Advisor Networks LLC (PORT JEFFERSON STATION NY)
NY
04/11/1996 - 02/01/2019
NORTH RIDGE SECURITIES CORP. (PORT JEFFERSON STATION NY)
IA
01/01/1996 - 04/19/1996
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NY
03/21/1995 - 01/01/1996
CNA INVESTOR SERVICES, INC. (NEW YORK NY)
CA
09/16/1994 - 02/13/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
VA
08/30/1993 - 07/02/1994
GNA SECURITIES, INC. (GLEN ALLEN VA)
MA
03/24/1986 - 07/15/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
03/24/1986 - 07/15/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 05/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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