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Roy Peter Cifuni

Cetera Advisor Networks LLC

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About Roy Peter Cifuni

Roy Peter Cifuni is a financial advisor with Cetera Advisor Networks LLC in Port Jefferson Station, New York. Roy has been a financial advisor since 1986, and holds the Series 6, Series 63, and SIE licenses. Prior to joining Cetera Advisor Networks LLC, Roy was registered with North Ridge Securities Corp. from 1996 to 2019.

Firm Information

Roy Cifuni is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roy Cifuni’s Registration & Firm History

NY

02/01/2019 - Present

Cetera Advisor Networks LLC (PORT JEFFERSON STATION NY)

NY

04/11/1996 - 02/01/2019

NORTH RIDGE SECURITIES CORP. (PORT JEFFERSON STATION NY)

IA

01/01/1996 - 04/19/1996

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

NY

03/21/1995 - 01/01/1996

CNA INVESTOR SERVICES, INC. (NEW YORK NY)

CA

09/16/1994 - 02/13/1995

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

VA

08/30/1993 - 07/02/1994

GNA SECURITIES, INC. (GLEN ALLEN VA)

MA

03/24/1986 - 07/15/1993

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

03/24/1986 - 07/15/1993

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 05/01/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roy Peter Cifuni.
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