Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Paul Smith is a registered representative and investment advisor representative with Cape Investment Advisory, Inc., located in McDonough, Georgia. Roy has been in the industry since February 11, 2019. Roy has been registered with the state of Georgia since April 3, 2024. Prior to joining Cape Investment Advisory, Inc., Roy was employed by Edward Jones in Baxley, Georgia. Roy has passed the Series 66, SIE, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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GA
04/05/2024 - Present
Cape Investment Advisory, Inc. (MCDONOUGH GA)
GA
02/16/2017 - 04/07/2022
EDWARD JONES (BAXLEY GA)
BOTH
Issued 04/14/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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