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Roy Patrick Kaiser

Citadel Securities LLC

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About Roy Patrick Kaiser

Roy Kaiser is a financial professional with over 17 years of experience in the industry. Currently, Roy is registered with Citadel Securities LLC in Miami, Florida, where Roy has been since January 6, 2015. Prior to that, Roy was employed at Citadel Derivatives Group LLC in Miami, Florida, from July 18, 2005, to February 23, 2006. Roy holds a Series 7, Series 24, Series 57TO, Series 99TO, and SIE licenses.

Firm Information

Roy Kaiser is currently registered with Citadel Securities LLC. Citadel Securities LLC is a Limited Liability Company formed on July 30, 2001. The firm is registered in 16 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roy Kaiser’s Registration & Firm History

FL

01/06/2015 - Present

Citadel Securities LLC (Miami FL)

FL

07/18/2005 - 02/23/2006

CITADEL DERIVATIVES GROUP LLC (MIAMI FL)

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Licenses & Designations

BC

Issued 04/07/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/06/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Roy Patrick Kaiser.
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