Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy P. Beutler is a financial professional with over 20 years of experience in the industry. Roy is currently registered with Principal Securities, Inc., and is licensed to provide financial advice in all 50 states. Previously, Roy worked with WELLS FARGO ADVISORS, LLC and FIRST UNION SECURITIES, INC., providing financial advice and guidance to clients. Roy is committed to providing personalized financial advice and helping individuals reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NC
05/26/2021 - Present
Principal Securities, Inc. (Charlotte NC)
NC
01/01/2004 - 05/13/2009
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
MO
10/06/2000 - 02/07/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
BC
Issued 06/25/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/10/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/05/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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