Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Numa is a financial professional registered in California. Roy is a licensed agent with Intrepid Investment Bankers LLC. Roy's expertise includes Investment Banking. Roy is a Series 63, 79TO, and SIE licensed representative with a start date of July 30, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/30/2024 - Present
Intrepid Investment Bankers LLC (LOS ANGELES CA)
BC
Issued 07/16/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/08/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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