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Roy Neil Helton

State Farm VP Management Corp.

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About Roy Neil Helton

Roy Helton is a registered representative with State Farm VP Management Corp. Roy has been in the industry since June 1997. Roy has been with State Farm VP Management Corp. since July 2002. Roy is registered in Tennessee.

Firm Information

Roy Helton is currently registered with State Farm VP Management Corp.. State Farm VP Management Corp. is a corporation formed in 1996 and approved to operate in all 50 states and the District of Columbia. The firm has one approved SEC registration and 51 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

5,459

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roy Helton’s Registration & Firm History

TN

07/10/2002 - Present

State Farm VP Management Corp. (Memphis TN)

AL

01/01/2002 - 06/03/2002

AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)

WI

03/04/1997 - 12/31/1999

INVEST FINANCIAL CORPORATION (APPLETON WI)

WI

02/01/1997 - 02/12/1997

INVEST FINANCIAL CORPORATION (APPLETON WI)

NA

04/19/1995 - 02/01/1997

AMERISTAR CAPITAL MARKETS, INC.

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Licenses & Designations

BC

Issued 05/08/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/18/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roy Neil Helton.
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