Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Apple is a financial advisor with over 35 years of experience in the industry. Roy is currently registered with Wells Fargo Clearing Services, LLC. Prior to that, Roy was employed with J.P. Morgan Securities LLC and Deutsche Bank Securities Inc. Roy holds Series 6, 7 and 63 licenses, along with the SIE exam, and has a wide range of experience serving individuals, businesses, and institutions. Roy's current practice is focused on providing financial planning and portfolio management services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/19/2024 - Present
Wells Fargo Clearing Services, LLC (PALM BEACH FL)
FL
06/13/2014 - 04/20/2024
J.P. MORGAN SECURITIES LLC (PALM BEACH GARDENS FL)
FL
10/07/2005 - 07/18/2014
DEUTSCHE BANK SECURITIES INC. (PALM BEACH FL)
MD
09/07/1999 - 10/11/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
05/23/1997 - 09/08/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
11/20/1992 - 06/09/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NJ
02/24/1987 - 12/01/1992
J. B. HANAUER & CO. (PARSIPPANY NJ)
NA
09/22/1986 - 02/18/1987
EQUICO SECURITIES, INC.
NA
09/22/1986 - 02/13/1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BC
Issued 04/16/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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