Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Elliott is an investment advisor representative who has been in the industry for over 22 years. Roy is currently registered with Lido Advisors, LLC. Roy has experience with various investment strategies including securities, futures, and managed funds. Roy's experience includes serving as a board member for Oncology and Kids, a non-profit organization focused on supporting children battling cancer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
05/02/2023 - Present
Lido (SAN DIEGO CA)
CA
01/11/2019 - 05/23/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN DIEGO CA)
CA
01/03/2011 - 01/15/2019
WELLS FARGO CLEARING SERVICES, LLC (RANCHO SANTA FE CA)
CA
04/26/2004 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (RANCHO SANTA FE CA)
NY
11/15/2001 - 04/22/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 12/20/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 11/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Roy Elliott is the right advisor for you? Invested Better is here to help.
