Unclaimed
Roy Sauder is a financial professional who has been in the industry since January 2010. Roy is currently registered with The Leaders Group, Inc. in Pennsylvania. Roy has experience with Cambridge Investment Research, Inc. and Park Avenue Securities LLC. Roy has passed the Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination and the Investment Company Products/Variable Contracts Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
01/03/2017 - Present
THE Leaders Group, Inc. (Lancaster PA)
PA
10/06/2014 - 01/09/2017
CAMBRIDGE INVESTMENT RESEARCH, INC. (LANCASTER PA)
PA
01/06/2010 - 10/23/2014
PARK AVENUE SECURITIES LLC (LANCASTER PA)
BC
Issued 01/09/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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