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Roy Michael Sauder

THE Leaders Group, Inc.

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About Roy Michael Sauder

Roy Sauder is a financial professional who has been in the industry since January 2010. Roy is currently registered with The Leaders Group, Inc. in Pennsylvania. Roy has experience with Cambridge Investment Research, Inc. and Park Avenue Securities LLC. Roy has passed the Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination and the Investment Company Products/Variable Contracts Representative Examination.

Firm Information

Roy Sauder is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roy Sauder’s Registration & Firm History

PA

01/03/2017 - Present

THE Leaders Group, Inc. (Lancaster PA)

PA

10/06/2014 - 01/09/2017

CAMBRIDGE INVESTMENT RESEARCH, INC. (LANCASTER PA)

PA

01/06/2010 - 10/23/2014

PARK AVENUE SECURITIES LLC (LANCASTER PA)

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Licenses & Designations

BC

Issued 01/09/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roy Michael Sauder.
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