Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Maxwell Alvis, Jr. is a registered representative with Sanctuary Advisors, LLC. Roy has been in the financial industry since 1989, providing investment advice and financial planning services. Roy has a Series 7, 9, 10, 24, 31 and 63 licenses. Roy is a Registered Investment Advisor in Texas and holds Series 65 for Investment Advisor. Roy is also the administrator of the estate of Betty Sexton Brown and a manager of Panthertown Holdings, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
08/19/2022 - Present
Sanctuary Advisors, LLC (DIBOLL TX)
TX
09/24/1991 - 08/24/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LUFKIN TX)
NA
01/24/1989 - 10/09/1990
J. W. GANT & ASSOCIATES, INC.
IA
Issued 01/19/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/04/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/14/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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