Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Matthew Ivey is a registered representative with National Financial Services LLC. Roy holds a Series 7, Series 63, and Series 99TO licenses. Roy has been working in the securities industry since 2021 and currently is located in Westlake, Texas. Roy's previous employer was Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
10/25/2022 - Present
National Financial Services LLC (WESTLAKE TX)
TX
09/23/2021 - 08/23/2022
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 10/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/23/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/16/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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