Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Kuramoto is a financial professional with over 15 years of experience in the industry. Roy has a strong background in investment company products and variable contracts, having passed the Series 6 exam in 2008. Roy is currently registered with Assetmark Brokerage, LLC, and holds a Series 65 license as well as the SIE exam. Roy previously worked for Capital Brokerage Corporation in Glen Allen, Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
08/15/2014 - Present
Assetmark Brokerage, LLC (Phoenix AZ)
VA
05/19/2008 - 08/15/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
IA
Issued 08/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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