Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Leonard is a financial advisor at J.P. Morgan Securities LLC. Roy has been in the financial industry since 1989 and has experience with financial planning, pension consulting, and portfolio management for individuals and businesses. Roy has offices in Newport Beach, CA and is licensed in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/19/2013 - Present
J.p. Morgan Securities LLC (NEWPORT BEACH CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (IRVINE CA)
CA
12/22/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (NEWPORT BEACH CA)
CA
12/01/2008 - 12/19/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
CA
01/01/1999 - 12/04/2008
WAMU INVESTMENTS, INC. (NEWPORT BEACH CA)
NA
07/10/1997 - 01/01/1999
GRIFFIN FINANCIAL SERVICES
CA
08/15/1994 - 05/08/1997
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
02/14/1994 - 08/24/1994
GRIFFIN FINANCIAL SERVICES
MN
05/10/1989 - 12/06/1993
FORTIS INVESTORS, INC. (OAKDALE MN)
BC
Issued 02/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/1991
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1994
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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