Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Depue is a financial advisor with The Leaders Group, Inc., located in Littleton, Colorado. Roy has been in the financial services industry since April 23, 2001. Prior to joining The Leaders Group, Inc., Roy was with SAGEPOINT FINANCIAL, INC. in Phoenix, Arizona. Roy has held prior positions with ING FINANCIAL PARTNERS, INC., INVESTORS CAPITAL CORP., and LIFEMARK SECURITIES CORP. Roy holds the Series 6, Series 26, and Series 63 licenses. Roy is registered to provide securities advice in Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/12/2017 - Present
THE Leaders Group, Inc. (LITTLETON CO)
AZ
01/15/2014 - 12/31/2016
SAGEPOINT FINANCIAL, INC. (PHOENIX AZ)
TN
11/07/2007 - 12/31/2013
ING FINANCIAL PARTNERS, INC. (NASHVILLE TN)
TN
01/05/2005 - 12/31/2005
INVESTORS CAPITAL CORP. (NASHVILLE TN)
MA
01/16/2002 - 12/31/2004
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
NY
05/25/1999 - 01/22/2002
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
BC
Issued 05/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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