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Roy Keith Whaley

State Farm VP Management Corp.

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About Roy Keith Whaley

Roy Keith Whaley is a financial professional with over 20 years of experience in the industry. Roy is currently registered with State Farm VP Management Corp. and holds Series 6, 63 and SIE licenses. Roy’s experience includes helping clients with their financial needs in Denver, North Carolina.

Firm Information

Roy Whaley is currently registered with State Farm VP Management Corp.. State Farm VP Management Corp. is a corporation formed in 1996 and approved to operate in all 50 states and the District of Columbia. The firm has one approved SEC registration and 51 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

5,459

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roy Whaley’s Registration & Firm History

NC

05/05/2003 - Present

State Farm VP Management Corp. (Denver NC)

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Licenses & Designations

BC

Issued 05/09/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roy Keith Whaley.
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