Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Joseph Mastrangelo is a financial advisor with over 30 years of experience in the industry. Roy is currently registered with LPL Financial LLC and has previously worked with Royal Alliance Associates, Inc., Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., Dean Witter Reynolds Inc., and Lehman Brothers Inc. Roy is a licensed securities agent and has passed both the Series 7 and Series 63 exams. Roy specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services. Roy is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
12/14/2021 - Present
LPL Financial LLC (OLD TAPPAN NJ)
NJ
03/16/2018 - 12/15/2021
ROYAL ALLIANCE ASSOCIATES, INC. (OLD TAPPAN NJ)
NJ
09/16/2005 - 03/20/2018
WELLS FARGO CLEARING SERVICES, LLC (Pequannock NJ)
NJ
03/23/2001 - 09/22/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/30/1996 - 03/27/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
07/31/1993 - 10/04/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
11/25/1987 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 12/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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