linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Roy Joseph Failla

Alexander Capital, LP

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Roy? Claim Your Profile

About Roy Joseph Failla

Roy Joseph Failla is a financial advisor who has been in the industry since 1998. Roy is currently registered with Alexander Capital, LP, a firm based in Staten Island, NY. Roy has also worked for several other firms, including ARIVE CAPITAL MARKETS, FIRST STANDARD FINANCIAL COMPANY LLC, and J.P. TURNER & COMPANY, L.L.C. Roy has experience in various financial products and services. Roy holds the Series 62, Series 63 and SIE licenses.

Firm Information

Roy Failla is currently registered with Alexander Capital, LP. Alexander Capital, LP is a partnership formed in November 1995. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Roy Failla’s Registration & Firm History

NY

04/05/2024 - Present

Alexander Capital, LP (Staten Island NY)

NY

09/21/2019 - 04/08/2024

ARIVE CAPITAL MARKETS (Staten Island NY)

NJ

10/20/2014 - 09/25/2019

FIRST STANDARD FINANCIAL COMPANY LLC (RED BANK NJ)

NY

06/18/2012 - 10/20/2014

ALEXANDER CAPITAL, L.P. (STATEN ISLAND NY)

NY

10/20/2009 - 06/20/2012

BROOKSTONE SECURITIES, INC. (STATEN ISLAND NY)

NY

08/01/2006 - 11/18/2009

J.P. TURNER & COMPANY, L.L.C. (STATEN ISLAND NY)

NY

06/02/2004 - 08/02/2006

GUNNALLEN FINANCIAL, INC (STATEN ISLAND NY)

NY

10/24/2000 - 06/24/2004

JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)

NY

12/01/1998 - 10/27/2000

LCP CAPITAL CORP. (STATEN ISLAND NY)

PA

05/22/1998 - 12/31/1998

SHAMROCK PARTNERS, LTD (MEDIA PA)

Not sure if Roy Joseph Failla is right for you?

Licenses & Designations

BC

Issued 01/13/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/1998

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Roy Joseph Failla. Review regulatory record here.
Not sure if Roy Joseph Failla is right for you?